Lenders Compliance Group created the Compliance Tune-up®!
We are the first and only risk management firm in the United States offering the Compliance Tune-up®.
Lenders Compliance Group deconstructed virtually all mortgage banking operations into three specific regulatory areas: departments, functions, and regulations. Then we developed a formal set of audit procedures to satisfy the Second Line of Defense of risk management.
Each Compliance Tune-up® provides a targeted review that stands up to regulatory scrutiny and offers a risk assessment and risk score relating to a department, function, or regulation in mortgage banking. It is inexpensive, effective, and, importantly, it is conducted by a credentialed auditor.
Purpose: Second Line of Defense
Timeframe: 60 Days
Check out the series of the Compliance Tune-up®!
Click for the List!
Purpose
Targeted Audit, Self-Identification, Risk Assessment
Line of Defense
Second Line of Defense – Risk Management and Compliance Functions
Features
Quick | Effective | Focused
Affordable |Results | Risk Rating
Covers virtually All Areas of Mortgage Banking
Subject Matter Experts
Usually completed in Sixty Calendar Days
Documentation in Secure, Encrypted Extranet
Highly structured Audit Methodology
In many ways, the Compliance Tune-up® emulates a regulatory examination of a financial institution’s department and functions. Consequently, the series covers all the primary rules, regulations, banking laws, Best Practices, and department and function operations.
